By Marcello Cherchi, MD PhD
The following text has been adapted from Cherchi (Cherchi 2022)
For patients
The COVID‑19 pandemic demanded the world’s attention, and although an extraordinary effort has been directed at understanding this disease and its management, an immense amount of research remains.
In 2020 the most common question that we faced was, “I’ve been diagnosed with COVID‑19, and now I have dizzy/hearing symptoms. Are they related?”
In 2021 the most common question that we faced was, “I received a vaccination for COVID‑19, and now I have dizzy/hearing symptoms. Are they related?”
These are excellent questions, and the answers are not straightforward. Briefly, it appears that COVID‑19 may be the cause of symptoms of disequilibrium and hearing abnormalities. It is less clear whether such symptoms can be confidently classified as true adverse effects of COVID‑19 vaccines and treatments.
For clinicians
0. Overview
The accumulating literature suggests that audiologic and vestibular systems can occur in association with COVID‑19 infection; such symptoms are not among the most common, nor are they rare. Whether the relationship is causal is difficult to establish, even though some data (such as evidence of viral infection of inner ear hair cells) are quite suggestive of causality. The mechanism through which auditory and vestibular symptoms could be provoked by COVID‑19 remains unclear; proposed mechanisms include vestibular (or vestibulocochlear) neuritis; direct infection of cochlear and/or vestibular hair cells; labyrinthine ischemia; intralabyrinthine hemorrhage; and autonomic dysfunction. The pandemic has lasted long enough for investigators to begin to recognize “long-haul” COVID‑19 symptoms, often defined as symptoms persisting >6 months beyond initial infection; a recent study of such patients reported that symptoms such as dizziness and tinnitus, if present at the initial evaluation, were either still present or had actually increased by the time of the followup evaluation at 6–9 months (Ali et al. 2022).
While it is sensible to include COVID‑19 on a differential diagnosis during a pandemic, it behooves the clinician to bear in mind that other diseases still merit consideration, and reasonable alternative explanations for a given symptom should be entertained.
As an example, there are emerging reports of patients with diagnosed COVID‑19 infection who also appear to have vestibular neuritis. While it may be impossible at this time to ascertain whether the vestibular neuritis is due to COVID‑19 itself or has occurred independently, it is still important to identify vestibular hypofunction in this circumstance, because such a deficit is potentially treatable with appropriately targeted vestibular rehabilitation therapy. Thus, in our patients diagnosed with COVID‑19 who appear to have an acute vestibular syndrome, we recommend undertaking at least a screening otovestibular workup for vestibular weakness, including video head impulse testing, videonystagmography, and ocular and cervical vestibular evoked myogenic potentials; if these results are compatible with vestibular weakness (whether unilateral or bilateral), then referral for vestibular rehabilitation therapy is logical.
Auditory and vestibular symptoms are also being reported in association with the vaccines and treatments for COVID‑19. While causality has not yet been proven, this relationship warrants further scrutiny. However, in view of the evidence of “long-haul” COVID‑19 symptoms (mentioned earlier), and the absence (so far) of evidence for similarly lasting symptoms from vaccines and treatments for COVID‑19, our current impression is that the overall the risk of harm from the vaccines and treatments seems significantly lower than the risks of SARS‑CoV‑2 infection itself.
1. Introduction
The coronavirus disease pandemic that began in 2019 (COVID‑19) poses a range of challenges for patients, physicians, and health care delivery systems. The pandemic’s rapidly changing consequences have necessitated commensurately rapid evolution in our understanding of this disease; thus, it is no exaggeration to say that manuscripts on this topic are already out of date even before going to press. The most common presentations (fever, respiratory symptoms, and fatigue) have understandably commanded the most attention, but experience has shown that most organ systems can suffer involvement. Auditory abnormalities and disorders of balance are not among the most common, but accumulating evidence suggests that they are not rare either. In this entry, the author reviews what is known and acknowledge what is not known about the audiologic and vestibular symptoms that have been associated with the disease itself. The author then closes with some comments regarding audiologic and vestibular symptoms reported in association with the vaccines and some of the antiviral treatments for the disease.
2. Pathobiology of COVID‑19
Transmission of SARS‑CoV‑2 and entry through the respiratory tract is fairly well understood. Our understanding of how SARS‑CoV‑2 enters the nervous system is evolving.
2.1. How SARS‑CoV‑2 Infects the Body
The severe acute respiratory syndrome coronavirus type 2 (“SARS‑CoV‑2”) is a member of a family of coronaviruses. This family comprises single-stranded RNA viruses. From their lipid bilayer envelope protrude spike glycoproteins that function as “hooks” that facilitate entry into host cells, where they replicate, and from where they propagate. The spoke glycoproteins bind to angiotensin-converting enzyme receptors (Ceccarelli et al. 2020; Yan et al. 2020) that are densely expressed in cells in the pulmonary system, which is believed to be the mechanism by which the most common initial symptoms of this infection involve the respiratory tract. However, the infection does not remain confined to the respiratory tract. A more detailed discussion of the molecular aspects underlying this mechanism can be found elsewhere in this Encyclopedia (De Masi et al. 2022).
2.2. How SARS‑CoV‑2 Infects the Nervous System
Investigators have a limited understanding of the factors that make an individual vulnerable to the coronavirus and the mechanisms by which these viruses invade the central nervous system (CNS) (Dales 1995; Dube et al. 2018), though there is evidence (Baig et al. 2020) of cells within the CNS that express angiotensin converting enzyme receptors—even if at a lower density than found in the lower respiratory tract. It appears that after these viruses have invaded the CNS, they are capable of advancing via axonal transport (Dube et al. 2018).
It has long been known that other coronaviruses can invade the central nervous system, as they have been isolated in the brain and spinal cord tissue or the cerebrospinal fluid of patients suffering from a variety of neurological diseases such as encephalitis (Arabi et al. 2015; Li et al. 2016; Morfopoulou et al. 2016; Nilsson et al. 2020; Shnayder et al. 2022), acute disseminated encephalomyelitis (Yeh et al. 2004), optic neuritis (Dessau, Lisby, Frederiksen 1999), Parkinson’s disease (Fazzini, Fleming, Fahn 1992), and multiple sclerosis (Burks et al. 1980; Hovanec and Flanagan 1983; Salmi et al. 1982). For some of these diseases (e.g., multiple sclerosis, Parkinson’s disease) it seems somewhat unlikely that coronaviruses play a causative role, whereas in others (e.g., optic neuritis, encephalitis, and encephalomyelitis), it is reasonable to entertain the possibility that the viruses themselves are the etiopathogenetic factor.
Early in the pandemic, clinicians began reporting neurologic symptoms in individuals infected with SARS‑CoV‑2 (Koralnik and Tyler 2020; Pinzon et al. 2020) who had been hospitalized (Liotta et al. 2020), especially among those in intensive care units (Pinna et al. 2020). Data regarding SARS‑CoV‑2 (Filatov et al. 2020; Nath 2020; Poyiadji et al. 2020) suggest that its capacity to invade the central nervous system is similar to that of other members of the coronavirus family (Zubair et al. 2020), though there also appear to be clear differences (Ceccarelli et al. 2020), such as the predilection of SARS‑CoV‑2 to cause anosmia and ageusia (Gautier and Ravussin 2020; Giacomelli et al. 2020; Mao et al. 2020; Mermelstein 2020; Vavougios 2020), which in turn suggests involvement of cranial nerves. Therefore it is logical to consider whether cranial nerve involvement by SARS‑CoV‑2 is the mechanism underlying other focal neurological manifestations, such as the vestibular and auditory symptoms observed in patients presenting to primary care offices, emergency rooms, and otoneurology/neuro‑otology clinics.
Early in the pandemic, the author began evaluating patients with laboratory confirmation of SARS‑CoV‑2 infection who complained of auditory symptoms (such as hearing loss or tinnitus) and/or dizziness. This matches the evolving clinical literature, which reports dizziness (Saniasiaya and Kulasegarah 2021), auditory symptoms (such as hearing loss or tinnitus), or both (Kaliyappan, Chen, Krishnan Muthaiah 2022).
3. Auditory and Vestibular Symptoms Associated with COVID‑19
The author will briefly review the representative literature regarding COVID‑19 and auditory and vestibular symptoms; the author discusses that it is difficult to prove a causal relationship between the infection and these symptoms; and we outline several pathogenetic hypotheses regarding the mechanisms that have been proposed in support of the idea that the relationship might be causal.
3.1. COVID‑19 Associated with Auditory Disorders
The literature is accumulating regarding an association between COVID‑19 infection and hearing loss. While a few papers failed to find any relationship between COVID‑19 and hearing loss (Bhatta et al. 2021; Chari et al. 2021), a growing number of case reports (Chern et al. 2021; Chirakkal et al. 2021; Degen, Lenarz, Willenborg 2020; Edwards et al. 2021; Gerstacker et al. 2021; Koumpa, Forde, Manjaly 2020; Lamounier et al. 2020) and case series (Dusan, Milan, Nikola 2021; Fidan, Akin, Koyuncu 2021; Gosavi et al. 2021; Munro et al. 2020; Ricciardiello et al. 2021)have documented clear instances of hearing loss in the context of SARS‑CoV‑2 infection. The summary article by De Luca et al. (De Luca et al. 2021) reviewed numerous case reports and a case series of COVID‑19 patients, including both sexes, with a broad range of ages (18–84 years), with unilateral or bilateral typically sudden onset sensorineural hearing loss. The summary article by Fancello et al. (Fancello et al. 2021) reviewed numerous case reports and two case series of COVID‑19 patients, including both sexes, with a similarly broad range of ages, with unilateral (more common) or bilateral (less common) sudden sensorineural hearing loss. The prospective single-institution study by Dusan et al. (Dusan, Milan, Nikola 2021) reported a similar variety.
A smaller but growing literature is also beginning to document an association between COVID‑19 and tinnitus (Ali et al. 2022; Beukes et al. 2021; Beukes et al. 2020; Chirakkal et al. 2021; Degen, Lenarz, Willenborg 2020; Elibol 2021; Fancello et al. 2021; Gerstacker et al. 2021; Gosavi et al. 2021; Liang et al. 2020; Munro et al. 2020). In many cases, the tinnitus accompanies hearing loss (Chirakkal et al. 2021; Degen, Lenarz, Willenborg 2020; Gerstacker et al. 2021). Some of the literature describes tinnitus occurring with or without concomitant hearing loss (Elibol 2021)or without any reported hearing loss (Liang et al. 2020).
3.2. COVID‑19 Associated with Disequilibrium
A case series from Wuhan of 799 patients described dizziness as a symptom in 8% of confirmed COVID‑19 patients (Chen et al. 2020). Another study, also from Wuhan, of 214 confirmed cases of COVID‑19 that specifically asked patients about neurological symptoms reported dizziness in 16.8% of patients (Mao et al. 2020). A study of 509 patients from several hospitals in Chicago reported dizziness in 29.7% of cases (Liotta et al. 2020). The variability reflected in this broad range (8–29.7%) among individual studies has been noted in reviews (Saniasiaya and Kulasegarah 2021), though it is clear that there is increasing recognition of an association between COVID‑19 and vestibular disorders (Fancello et al. 2021). The ability of COVID‑19 to cause auditory and vestibular symptoms appears to be distinct from the other SARS coronaviruses (Almufarrij, Uus, Munro 2020).
3.3. Potential Mechanisms for Auditory and Vestibular Symptoms from SARS‑CoV‑2
In view of the emerging evidence of cochlear symptoms (hearing loss, tinnitus) and vestibular symptoms (dizziness) occurring in the context of COVID‑19 infection, most reviews of this subject are concluding that the relationship between COVID‑19 and audiovestibular dysfunction may be causal rather than simply associative (AlJasser et al. 2021; Almufarrij and Munro 2021; Almufarrij, Uus, Munro 2020; Chao and Young 2021; Fancello et al. 2021; Gallus et al. 2021; Jafari, Kolb, Mohajerani 2021; Karimi-Galougahi et al. 2020; Maharaj et al. 2020; Tan et al. 2021; Viola et al. 2021; Wichova, Miller, Derebery 2021).
In COVID‑19 patients with auditory and vestibular symptoms, otovestibular testing is sometimes abnormal (Tan et al. 2021), though the mechanism by which SARS‑CoV‑2 causes such dysfunction is unclear. The author discusses several candidate mechanisms here.
First, as mentioned earlier, SARS‑CoV‑2 seems capable of affecting individual cranial nerves, manifesting with ophthalmoparesis (Dinkin et al. 2020), optic neuritis (Dessau, Lisby, Frederiksen 1999), and anosmia (Gautier and Ravussin 2020; Giacomelli et al. 2020; Mao et al. 2020; Mermelstein 2020; Vavougios 2020). It is therefore logical to consider the possibility of SARS‑CoV‑2 involving the vestibulocochlear nerve, manifesting as vestibular neuritis (Jeong 2021; Malayala and Raza 2020; Mat et al. 2021; Vanaparthy, Malayala, Balla 2020) and/or cochlear neuritis or labyrinthitis. It should be noted, however, that some publications (Malayala et al. 2021) describing “COVID‑19 vestibular neuritis” appear to base the diagnosis on clinical criteria rather than on objective otovestibular testing; so, this remains a conjecture requiring further study.
Second, there is emerging evidence that the SARS‑CoV‑2 virus can directly infect inner ear hair cells (Jeong et al. 2021), which may underlie reported cases of labyrinthitis (Perret et al. 2021). Whether such involvement by SARS‑CoV‑2 in turn increases the risk for other specific otologic diseases, such as Ménière’s disease (Lovato et al. 2021) and benign paroxysmal positional vertigo (Maslovara and Kosec 2021; Picciotti et al. 2021), remains unclear.
A third potential mechanism for inner ear dysfunction due to COVID‑19 infection is labyrinthine ischemia secondary to hypoxia (Kaliyappan, Chen, Krishnan Muthaiah 2022). COVID‑19 infection increases the risk of thrombosis and can deoxygenate erythrocytes; since the inner ear’s circulation is entirely dependent on the small and tenuous labyrinthine artery, this mechanism is plausible.
A fourth potential mechanism is hematologic, via intralabyrinthine hemorrhage, though so far this appears rare (Chern et al. 2021; Narozny, Tretiakow, Skorek 2021).
A fifth potential mechanism, at least for vestibular (not auditory) symptoms, is that SARS‑CoV‑2 appears to induce autonomic dysfunction in some patients (Dani et al. 2021; Eshak et al. 2020; Goodman et al. 2021; Lo 2021; Shouman et al. 2021); so, orthostatic intolerance (generally postural orthostatic tachycardia) may be another mechanism by which SARS‑CoV‑2 provokes dizziness (Blitshteyn and Whitelaw 2021; Goldstein 2021; Johansson et al. 2021; Kanjwal et al. 2020; Miglis et al. 2020; Novak 2020; Schofield 2021).
4. Auditory and Vestibular Symptoms Associated with Vaccination for SARS‑CoV‑2 and Treatment for COVID‑19
Concerted research and pharmaceutical efforts have been directed at developing vaccines for SARS‑CoV‑2 and treatments for COVID‑19. As these interventions have come to market, new questions have been raised regarding potential adverse effects, including auditory and vestibular symptoms. Here, the author briefly reviews several studies and reports regarding the vaccines and antiviral agents. Other interventions, such as interleukin modulators (anakinra, tocilizumab, and sarilumab) and other immunomodulators being used on an experimental basis in patients who are in (or who are at risk of entering) intensive care units, are covered elsewhere (Skarzynska, Matusiak, Skarzynski 2022).
4.1. Vaccines for COVID‑19
As of this writing, several vaccines have received FDA approval for use (Baden et al. 2021; Polack et al. 2020; Sadoff et al. 2021). A broader review of possible adverse effects associated with the vaccines can be found elsewhere in this volume (Ajmera 2022). We have received questions from patients regarding whether the vaccines themselves can cause otovestibular symptoms or exacerbate pre‑existing otovestibular diseases. There are still insufficient data to answer these questions confidently. Our general experience so far has been that (1) apparent adverse effects from the vaccines have been transient, lasting days to weeks; (2) although symptoms from COVID‑19 infection itself can be very mild, they can also be devastating (if a patient survives) or lethal. On the whole, the potential protection conferred by receiving the vaccines appears greatly to outweigh the risk of the vaccines.
4.1.1. Vaccines for COVID‑19 and Dizziness
The literature regarding potential adverse effects from the Pfizer vaccine (BNT162b2 mRNA) is somewhat difficult to interpret as it pertains to vestibular symptoms. The original trial (Polack et al. 2020) included 43,548 participants (of whom 21,720 received the intervention and 21,828 received a placebo). The report, and its supplementary material, do not list dizziness/vertigo as an adverse event. However, a much smaller study (Kadali, Janagama et al. 2021) of 1245 recipients of the vaccine (no placebo arm), documented that out of 803 patients with “generalized” or “neurological” symptoms, 67 (8.34%) reported “dizziness,” and 20 (2.49%) reported “vertigo.” There has additionally been a case report of postural orthostatic tachycardia occurring following receipt of this vaccine (Reddy, Reddy, Arora 2021). There is a case report (Jeong 2021) of a patient who received the Pfizer vaccine and subsequently developed vestibular neuritis (supposedly corroborated on video head impulse testing), but whether this relationship was causal or associative is not known.
It is also difficult to interpret the literature about the Moderna vaccine’s (mRNA-1273) association with vestibular symptoms. The original trial (Baden et al. 2021) studied 30,420 participants (of whom 15,210 received the vaccine and 15,210 received a placebo). Symptoms of “dizziness and “vertigo” were reported as adverse effects of zero patients in the trial’s supplementary material. In contrast, a much smaller study of 432 vaccine recipients (Kadali et al. 2021) reported “vertigo like symptoms” in 15 (3.47%) patients and “dizziness” in 63 (14.58%) patients.
It is similarly difficult to interpret the literature about the Johnson & Johnson’s Janssen vaccine (Ad26.COV2.S). The original trial (Sadoff et al. 2021) included 39,260 participants (of whom 19,630 received the vaccine and 19,630 received placebo). The supplementary material from the trial reported that no vaccine recipients endorsed symptoms of “dizziness” or “vertigo.” Yet, the product monograph (https://covid-vaccine.canada.ca/info/pdf/janssen-covid-19-vaccine-pm-en.pdf, accessed June 26, 2022) that reviewed data from 43,783 participants (of whom 21,895 received the vaccine and 21,888 received placebo) stated 13 patients in the treatment group and 7 patients in the placebo group endorsed the symptom of “vertigo.”
4.1.2. Vaccines for COVID‑19 and Hearing Loss
The Centers for Disease Control’s Vaccine Adverse Effects Reporting System (CDC VAERS) provides publicly available data regarding the two mRNA vaccines (Pfizer and Moderna). Analysis of these data revealed 40 cases of unilateral sensorineural hearing loss (confirmed on audiometric testing) thought “most likely” to be attributable to the vaccines themselves (Formeister et al. 2021). The report indicated that the unilateral hearing loss occurred within 3 weeks (mean 4 days) of having received the vaccines. The calculated incidence was 0.3 cases per 100,000 individuals (i.e., 3 per million).
4.1.3. Vaccines for COVID‑19 and Tinnitus
Tinnitus has been less studied as a potential adverse effect of COVID‑19 vaccines, but emerging literature is beginning to discuss this (Ahmed et al. 2022; Parrino et al. 2021).
4.2. Anti-Viral Therapies for COVID‑19
For an individual already infected with COVID‑19 the vaccines play no role in acute management, but treatments aiming at the virus itself are being investigated. These have recently been reviewed elsewhere (Coffin et al. 2021). Some of these agents are already known to be ototoxic, such as chloroquine, hydroxychloroquine, and ivermectin.
As of this writing there was considerable interest in the combination antiviral agent Paxlovid, which contains ritonavir (an agent already used in the treatment of HIV) and nirmatrelvir (an investigational agent); unfortunately, there is almost no literature about the potential ototoxicity of these agents; ritonavir is also one component of the combination antiviral drug, Kaletra (which also contains lopinavir), which has been reported to cause reversible bilateral hearing loss (Williams 2001), but whether that property is due to ritonavir or lopinavir remains unclear.
Bamlanivimab (LY‑CoV555 by Lilly) is a neutralizing IgG1 antibody for SARS‑CoV‑2 ([No authors] 2021). In a randomized phase 3 trial of 1035 patients (Dougan et al. 2021), of whom 518 individuals received bamlanivimab in combination with another antiviral agent (etesevimab), and 517 individuals received a placebo, the symptom of “dizziness” was reported in four patients (0.8%) from the treatment group and three patients (0.6%) from the control group. The comparable rate of this symptom in both groups and the fact that the intervention group received a combination agent (bamlanivimab + etesevimab) makes it unclear what risk of vestibular symptoms bamlanivimab actually incurs.
Molnupiravir (MK‑4882/EIDD‑2801 by Merck) is a nucleotide analogue that inhibits SARS‑CoV‑2 replication. In a randomized phase 3 trial completed by 1411 patients (Jayk Bernal et al. 2022), of whom 710 individuals received molnupiravir and 701 individuals received placebo, the symptom of “dizziness” was reported in 1% of the treatment group and 0.7% of the placebo group. The comparable rate of this symptom in both groups makes it unclear what risk of vestibular symptoms molnupiravir actually incurs.
5. Conclusions
- The acute, potentially life-threatening manifestations of COVID‑19 certainly merit the greatest scrutiny of public health officials, researchers and clinicians. However, once such threats are treated or excluded, the longer-term consequences of COVID‑19 are becoming more apparent.
- Among those consequences are auditory and vestibular symptoms associated with COVID‑19 itself and with its vaccines and treatments. While these consequences may not be lethal, they still impose significant morbidity which, in turn, can incur non-trivial economic consequences at the individual level and at the broader population-based level.
- Greater understanding of these auditory and vestibular symptoms associated with COVID‑19, its vaccines, and its treatments will be achieved partly through continued epidemiologic monitoring.
- Greater understanding of the pathobiological mechanisms underlying these symptoms will require more systematic evaluation of these patients, beginning with more regularly applied audiologic and vestibular testing. Facilitating such evaluations may require changes at the health-care-systems level, perhaps through promulgating practice guidelines.
Accumulating and analyzing such data will improve the likelihood of correctly diagnosing, and perhaps eventually treating, these aspects of the disease.
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